This agreement is a draft custody agreement for a non-certificated debt instrument (NCI) between a custodian and a Dealer Member. It contains the minimum terms that are required by IIROC for external segregation location arrangements in which the custodian is holding non-certificated debt instruments [e.g. Guaranteed Investment Certificates (GICs)]. However, there is a note to Dealer Members in it cautioning that additional terms may be necessary or desirable to protect a Dealer Member's interests and that the Dealer Member should consult its own advisors.
Welcome to CIRO.ca!
We have a new look! Today is the first day you can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel.
You can now find new publications published by CIRO since January 1, 2023 on CIRO.ca. If you are looking for past notices or bulletins published by MFDA or IIROC, you can find those on our legacy websites. Enforcement related content will continue on those websites as well.
You can now find previous Annual Reports and Enforcement Reports on CIRO.ca, along with Halts and Resumption, and our ePublications sign up (for all previous MFDA and IIROC subscriber lists).
We will continue moving items off MFDA and IIROC in 2023/2024. Stay tuned for future updates.