Cross guarantee (related companies)

This agreement is a uniform guarantee by Dealer Members and their related companies guaranteeing the debts, liabilities, and obligations of each other to their respective customers and IIROC in the amount and terms under this agreement. Under this agreement, the customers and IIROC are beneficiaries and IIROC has agreed to hold as bare trustee the benefit of this guarantee for the customers and itself.

Cross guarantee (related companies) - Attachment (pdf)

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.