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Courses recognized by IIROC for Voluntary Participation in the Continuing Education Program

Current Courses Satisfies Administered By
Advanced Estate Planning and Trust Strategies Professional Development CSI
Advanced Investment Strategies Professional Development CSI
Advanced Retirement Management Strategies Professional Development CSI
Investment Dealers Supervisors Course Professional Development CSI
Certified Investment Management Analysts Course Professional Development Investment Management Consultants Association
Commodities as Investments Professional Development CSI
Derivatives Fundamentals and Options Licensing Course Professional Development CSI
Fundamentals of Financial Planning Professional Development CSI
QAFP Examination Professional Development FP Canada
CFP Examination Professional Development FP Canada
Financial Planning II Professional Development CSI
Chartered Financial Analyst Program (each level) Professional Development CFA Institute
Chief Compliance Officers Qualifying Examination Professional Development CSI
Derivatives Fundamentals Course Professional Development CSI
Financial Planning Supplement (FPSU) Professional Development CSI
IQPF Professional Training Course (including the IQPF Exam) Professional Development Institut quebecois de planification financiere
Partners, Directors and Senior Officers Course Professional Development CSI
Portfolio Management Techniques Professional Development CSI
Wealth Management Essentials Professional Development

CSI
WME for Financial Planners Professional Development

CSI
WME for Wealth Managers Professional Development

CSI
WME for Investment Managers Professional Development

CSI
Investment Management Techniques Professional Development

CSI
700 Series of Personal Financial Planning Courses Professional Development

CSI

Note: The courses listed above may only be used once to qualify for Voluntary Participation in IIROC’s CE program

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New SRO including:

  • Executive Management
  • Governance
  • New SRO Rules
  • Member Application
  • Investor Office and the Investor Advisory Panel
  • Information concerning mutual fund dealers registered in Québec
  • Complaints
  • Careers

Enforcement proceedings, membership lists, continuing education, investor education resources and any other information not set out above continue to reside on www.mfda.ca and www.iiroc.ca.

Visit the New Self-Regulatory Organization of Canada website

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