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Planned service outages:

The IIROC website will be unavailable between 10:00 p.m. and 10:30 p.m. ET on Monday, October 23 due to maintenance.

IIROC's website search tool will be unavailable until Tuesday, October 24 due to maintenance.

We apologize for any inconvenience.


Protecting Investors and Supporting Healthy Canadian Capital Markets.

Learn more about enforcement

Enhanced IIROC Market Surveillance Capabilities

Trade date: Not available
1 month N/A
3 month N/A


Investment Industry Regulatory Organization of Canada (IIROC)


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.


Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.

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IIROC encourages investors to join the OSC teletownhall on Thursday, November 23, 2017. Register now.


Planned service outage:
All IIROC Services and Continuing Education applications will be unavailable between 6:00 p.m. and 11:00 p.m. ET on Friday, June 3 due to scheduled maintenance. We apologize for any inconvenience.

Know your advisor


IIROC Policy Priorities
as at January 7, 2020

IIROC Weekly Update
January 13, 2020

Annual Report 2018-2019
September 3, 2018