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Planned service outages:

The IIROC website will be unavailable between 10:00 p.m. and 10:30 p.m. ET on Monday, October 23 due to maintenance.

IIROC's website search tool will be unavailable until Tuesday, October 24 due to maintenance.

We apologize for any inconvenience.

Trade date: Not available
1 month N/A
3 month N/A


Investment Industry Regulatory Organization of Canada (IIROC)


Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.


Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.

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IIROC encourages investors to join the OSC teletownhall on Thursday, November 23, 2017. Register now.


Know your advisor


IIROC Policy Priorities
October 6, 2020

Weekly Update
November 2, 2020

IIROC 2019-2020 Annual Report
September 21, 2020

2019 Enforcement Report
May 11, 2020