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IIROC

Protecting investors and supporting healthy Canadian capital markets.


Watch the 6-minute IIROC video which explains

"What We Do..." (text alternative)

Know your advisor

Investment Industry Regulatory Organization of Canada (IIROC)


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Access our rule books for dealer and marketplace regulation. Get information on registration, compliance, surveillance and continuing education.
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Learn the value of working with a registered advisor. Get help making a complaint and accessing options for resolving disputes. Use our investor tools and resources, including the IIROC AdvisorReport.

 


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