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Working with Other Regulators to Protect Investors



​As a national public interest regulator, IIROC recognizes the importance of working with other financial services regulators to provide a strong, consistent level of investor protection across Canada.

IIROC has signed agreements with other regulators to help prevent individuals disciplined for wrongdoing from simply moving to a new jurisdiction or switching designations to hide offences.

A list of agreements, or memorandums of understanding, includes:

IIROC continues to negotiate agreements with other Canadian regulators.

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