Financial Planning in Ontario

IIROC believes that there is a need for regulation of financial planning and that those who hold themselves out as financial planners must meet a common standard of competence, proficiency and ethical practice. We have provided input to the consultations and preliminary recommendations of the Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives.

June 17, 2016
Response to Preliminary Policy Recommendations



June 2, 2016
Remarks by Andrew J. Kriegler, IIROC President and CEO



September 21, 2015
IIROC response to consultation document of committee on financial planning



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