IIROC believes that there is a need for regulation of financial planning and that those who hold themselves out as financial planners must meet a common standard of competence, proficiency and ethical practice. We have provided input to the consultations and preliminary recommendations of the
Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives.
November 1, 2016Final Report of the Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives (Ontario Ministry of Finance website)
June 17, 2016Response to Preliminary Policy Recommendations
June 2, 2016Remarks by Andrew J. Kriegler, IIROC President and CEO
September 21, 2015
IIROC response to consultation document of committee on financial planning
IIROC Government Submissions