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Financial Planning in Ontario



IIROC believes that there is a need for regulation of financial planning and that those who hold themselves out as financial planners must meet a common standard of competence, proficiency and ethical practice. We have provided input to the consultations and preliminary recommendations of the Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives.
 

November 1, 2016
Final Report of the Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives (Ontario Ministry of Finance website)

 


 

June 17, 2016
Response to Preliminary Policy Recommendations

 


 

June 2, 2016
Remarks by Andrew J. Kriegler, IIROC President and CEO

 


 

September 21, 2015
IIROC response to consultation document of committee on financial planning

 


 

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