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Speeches



WHAT'S NEW - Speeches

Release DateTitle
4/16/2013Strategy Institute Conference: Registrant Regulation Summit April 10 - Keynote address, Susan Wolburgh Jenah, President and Chief Executive Officer
10/15/2012Women in Capital Markets 2012 Awards Luncheon, Susan Wolburgh Jenah, President and Chief Executive Officer
9/21/2012IIROC Compliance Conference: "Building A Culture of Compliance" IIROC President and CEO Susan Wolburgh Jenah
9/12/2012IIROC 2012 Annual General Meeting, September 11, 2012 - Susan Wolburgh Jenah, President and Chief Executive Officer
6/27/2012The Canadian Equity Market: Evolution, Competition and the Future Conference Presented by IIROC and the OSC, Susan Wolburgh Jenah, President and Chief Executive Officer
6/8/2012The 11th Annual Canada Cup of Investment Management, “Building Confidence in Capital Markets: The Canadian Way,” Susan Wolburgh Jenah, President and Chief Executive Officer
9/14/2011IIROC 2011 Annual General Meeting, September 13, 2011 - Susan Wolburgh Jenah, President and Chief Executive Officer
8/17/2011Autorregulador del Mercado de Valores, Bogotá, Colombia: “Self-regulatory Organization Challenges” Susan Wolburgh Jenah, President and Chief Executive Officer
6/10/2011The 10th Annual Canada Cup of Investment Management, “IIROC’s Regulatory Agenda: Market and Intermediary Regulation”, Susan Wolburgh Jenah, President and Chief Executive Officer
4/13/2011The Canadian Institute’s 21st Annual Securities Superconference: "IIROC’s Regulatory Agenda: Market and Dealer Regulation", Susan Wolburgh Jenah, President and Chief Executive Officer
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WHAT'S NEW - Financial Administrators Section Conference Materials

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IIROC Dealer Member Rules
  •Supporting Rule Resources
      »Lists
      »Agreements
      »Acceptable Institutions
  •Form 1 (Financial Report)
  •Form 2 (New Client Application Form)
UMIR Marketplace Rules
  •Supporting Rule Resources
      »Circuit Breaker Levels
      »List of Highly Liquid Stocks
      »List of Exempt ETFs
      »List of Designated Indexes
  •Transitional and Consolidated Rule