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Proficiency Committee



​A key component of effective self-regulation is industry input and involvement. The Proficiency Committee plays an important role in supporting IIROC Proficiency Staff on matters relating to proficiency policy and operations. The Committee is a valuable source of practical industry knowledge and expertise working with IIROC to ensure high standards of proficiency, professionalism and ethics on the IIROC platform.
 
 

 Mandate

 
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Mandate: To advise IIROC Staff on matters relating to proficiency policy and operations.  This includes matters relating to licensing standards, training, and continuing education.
 
Reports To: IIROC Proficiency Staff
 
 

 Structure

 

 

Specific Responsibilities:

The Committee will provide feedback to IIROC Staff with respect to proficiency and licensing policies, standards and initiatives.
The Committee will support IIROC Proficiency Staff in its oversight of proficiency courses through review of course material and proposals relating to course content, instructional design, etc.

The Committee will support IIROC Proficiency Staff in the development and updating of proficiency and competency standards.
 
Chair and Subcommittees
 
Chair: A Chair is elected by the members of the Committee for the 2 year term of the Committee.
 
Subcommittees: IIROC Proficiency Staff may strike working groups or ad hoc subcommittees.

 

 

 Education & Proficiency Committee

 

Education & Proficiency Committee

  
Kenneth Broaderip, ChairMastery Consulting
Phillip AckersTD Wealth Management
Victor CiampiniTSX Markets
Jeevan DhamraitRaymond James Ltd.
Mario FrankovitchBurgeonvest Bick Securities Limited
Gustavo LarnaudieCIBC Investor Services Inc.
Simon LemaireNational Bank Financial Inc.
Michael LyndsMacquarie Private Wealth Inc.
Alan McDermottScotia Capital Inc.
Debra Mugridge 
Kuno TuckerITG Canada Corp.
Joan YudelsonFinancial Planning Standards Council
 

 Continuing Education

 

Continuing Education

  
Reg Bonfoco, ChairTD Waterhouse Canada Inc.
Jeevan DhamraitRaymond James Ltd.
Kimberly GuestCanaccord Genuity Corp.
David HuangDWM Securities Inc.
Nafees Khurshid 
Irene KomoriOdlum Brown Limited
Kelly McGeeEdward Jones
Alicja MorykBMO Nesbitt Burns Inc.
Edsel RizarriHaywood Securities Inc.
Elisabeth RutiglianoRBC Dominion Securities Inc.
Naim SahibManulife Securities Incorporated
Candace SchindelCredential Securities Inc.
Liliana Sgrignuoli 
Josette Nagel, SRO RepresentativeInvestment Industry Regulatory Organization of Canada
Kerry Newman, SRO RepresentativeInvestment Industry Regulatory Organization of Canada
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