IIROC’s rules require that Dealer Members have a business continuity plan to ensure clients' access to their assets in the event of a significant business interruption.
Learn more about business continuity
Download or order assets, including the "Regulated by IIROC" logo, required by the new
IIROC Membership Disclosure Policy, designed to raise public awareness about IIROC regulated Dealer Members and the requirements, ethical, and professional standards to which they must adhere.
Learn more about membership disclosure
Order copies or download PDF versions of the IIROC brochures, Opening Your Retail Account,
An Investor’s Guide to Making a Complaint, and
How IIROC protects investors.
Learn more about brochures
Uses of the IIROC official logo for promotional purposes
Request the IIROC official logo in electronic format if IIROC is on the agenda for your conference or continuing education credit course.
Learn more about the IIROC logo
Resources to help IIROC-regulated firms better manage cyber risks.
Learn more about cybersecurity