For more information on suspended Dealer Members, read the related notices on
All Group Financial, First Leaside Securities Inc., Jacob Securities Inc., MF Global Canada Co.,
Northern Securities Inc. and Octagon Capital Corporation.
Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership. For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search (“NRS”) database provided by the Canadian Securities Administrators. The NRS can be accessed through the following link:
CSA National Registration Search.
IIROC Dealer Members by Peer Group
Download the list of
IIROC Dealer Members by Peer Group in PDF format.
IIROC Dealer Members by Name of Organization