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Dealers We Regulate



​For more information on suspended Dealer Members, read the related notices on e3m Investments Inc., First Leaside Securities Inc.Jacob Securities Inc.MF Global Canada Co., Northern Securities Inc.Octagon Capital Corporation, and Union Securities Ltd.

 

Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.  For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search (“NRS”) database provided by the Canadian Securities Administrators. The NRS can be accessed through the following link: CSA National Registration Search.

 

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Organization NameAddress
Acker Finley Inc.181 University Avenue
Suite 1400
Toronto ON M5H 3M7
416-777-9005
www.ackerfinley.com

Acumen Capital Finance Partners Limited404 6th Avenue SW
Suite 700
Calgary AB T2P 0R9
403-571-0300
www.acumencapital.com

AGF Securities (Canada) Limited66 Wellington Street West
Suite 3100
Toronto ON M5K 1E9
416-865-4176

Aligned Capital Partners Inc.3430 South Service Road
Suite 200
Burlington ON L7N 3T9
905-639-5115
www.alignedcapitalpartners.com

All Group Financial Services Inc.10 Bay Street
Suite 701
Toronto ON M5J 2R8
416-613-1550

AltaCorp Capital Inc.#410, 585 - 8 Ave. SW
Calgary AB T2P 1G1
403-539-8600
www.altacorpcapital.com

Altus Securities Inc.55 Yonge Street
Suite 1100
Toronto ON M5E 1J4
416-369-9211

Argosy Securities Inc.900 - 60 Columbia Way
Markham ON L3R 0C9
905-709-7066
www.argosysecurities.com

Arton Investments1 Westmount Square
Suite 1810
Montréal QC H3Z 2P9
514-935-6665
www.artoninvest.com

Assante Capital Management Ltd.2 Queen Street East
20th Floor
Toronto ON M5C 3G7
416-364-1145
www.assante.com

ATB Securities Inc.2100, 10020 100 Street NW
Edmonton AB T5J 0N3
780-408-7284

AURAY Capital Canada inc.600, rue de la Gauchetière Ouest
Bureau 2740
Montréal QC H3B 4L8
514-499-8440
www.auraycapital.com

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