For more information on suspended Dealer Members, read the related notices on:
For more information on Dealer Members subject to Terms and Conditions, please click on the following:
Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.
For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search (“NRS”) database provided by the Canadian Securities Administrators. The NRS can be accessed through the following link:
CSA National Registration Search.
IIROC Dealer Members by Peer Group
Download the list of
IIROC Dealer Members by Peer Group in PDF format.
IIROC Dealer Members by Name of Organization