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Dealers We Regulate



​For more information on suspended Dealer Members, read the related notices on:

For more information on Dealer Members subject to Terms and Conditions, please click on the following:

Terms and conditions listed on the IIROC Website are with regards to current terms and conditions imposed on a Dealer Member’s membership.

For information on any terms and conditions that may be imposed on a Dealer Member’s registration, please see the National Registration Search (“NRS”) database provided by the Canadian Securities Administrators. The NRS can be accessed through the following link: CSA National Registration Search.

 


 

IIROC Dealer Members by Peer Group

Download the list of IIROC Dealer Members by Peer Group in PDF format.

 


 

IIROC Dealer Members by Name of Organization

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Organization NameAddress
Acker Finley Inc.181 University Avenue
Suite 1400
Toronto ON M5H 3M7
416-777-9005
www.ackerfinley.com

Acumen Capital Finance Partners Limited500 - 4th Ave. SW
Suite 800
Calgary AB T2P 2V6
403-571-0300
www.acumencapital.com

AGF Securities (Canada) Limited66 Wellington Street West
Suite 3100
Toronto ON M5K 1E9
416-865-4176

Aligned Capital Partners Inc.1001 Champlain Avenue
Suite 300
Burlington ON L7L 5Z4
905-639-5115
www.alignedcapitalpartners.com

AltaCorp Capital Inc.#410, 585 - 8th Avenue SW
Calgary AB T2P 1G1
403-539-8600
www.altacorpcapital.com

Argosy Securities Inc.1725, 16th Avenue
Suite 101
Richmond Hill ON L4B 0B3
905-709-7066
www.argosysecurities.com

Arton Investments1 Westmount Square
Suite 1110
Montréal QC H3Z 2P9
514-935-9333
www.artoninvest.com

Assante Capital Management Ltd.199 Bay Street
Suite 2700
TORONTO ON M5L 1E2
416-348-9994
www.assante.com

ATB Securities Inc.2100, 10020 100 Street NW
Edmonton AB T5J 0N3
780-408-7284
www.atb.com

AURAY Capital Canada inc.600, rue de la Gauchetière Ouest
Bureau 2740
Montréal QC H3B 4L8
514-499-8440
www.auraycapital.com

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