Member Regulation and Strategic Initiatives
Wendy Rudd is responsible for the management of IIROC’s business conduct and prudential oversight activities, including member regulation policy, business conduct compliance and financial & operations compliance. In addition, Wendy is responsible for the Strategic Initiatives Group which oversees implementation of IIROC’s strategic plan and associated initiatives. With extensive knowledge and experience in the field of equity market structure and electronic trading, Ms. Rudd has been a dedicated securities industry executive throughout her career. Past positions include her role as Partner - Capital Markets at Capco, Chief Executive Officer at TriAct Canada Marketplace, and senior management roles in business development at ITG Canada, CIBC World Markets, and the Toronto Stock Exchange. She also served on the IIROC Board of Directors (2008-2009) and was most recently Senior Vice President, Market Regulation & Policy at IIROC.
IIROC’s Executive Management Team Biographies