Management



IIROC’s Executive Management Team Biographies: 
 

Susan Wolburgh Jenah
President and CEO

See here for speeches and presentations
See here for September 8, 2011 appearance on BNN - IIROC's Online Trading Guide

See here for March 27, 2012 appearance on BNN – Regulation and High Frequency Trading


 

 

 

 

Rosemary Chan
Senior Vice President, Member Compliance, General Counsel and Corporate Secretary


Keith Persaud
Senior Vice President, Finance and Administration

Paul R. Riccardi
Senior Vice President, Enforcement, Member Policy & Registration

Carmen Crépin
Vice-President, Québec

Warren Funt
Vice President, Western Canada

Lucy Becker
Vice President, Public Affairs

 
Wendy Rudd
Senior Vice President, Market Regulation and Policy

 


IIROC Organization Chart

       tool bar
IIROC Dealer Member Rules
  •Supporting Rule Resources
      »Lists
      »Agreements
      »Acceptable Institutions
  •Form 1 (Financial Report)
  •Form 2 (New Client Application Form)
UMIR Marketplace Rules
  •Supporting Rule Resources
      »Circuit Breaker Levels
      »List of Highly Liquid Stocks
      »List of Exempt ETFs
      »List of Designated Indexes
  •Transitional and Consolidated Rule