General Counsel and Corporate Secretary
As Vice-President, General Counsel and Corporate Secretary, Doug Harris is responsible for the legal and regulatory affairs of IIROC. This includes the administration of hearing panels, dealer and marketplace membership matters, and providing advice and support to the Board of Directors of IIROC. Doug also oversees all Registration functions at IIROC, working with teams in all of IIROC’s offices who are responsible for the application process of IIROC-regulated investment dealers and their registered/approved individual staff. Prior to joining IIROC, Doug was an Assistant Professor at the Faculty of Law at the University of Toronto, teaching securities regulation and related subjects. Before joining the University of Toronto, Doug practised at Torys (Toronto), specializing in corporate and securities law for technology companies.
IIROC’s Executive Management Team Biographies