Skip Navigation Links  |  Français  | 
Skip navigation links
Home
About IIROC
Compliance/Surveillance
Enforcement
Member Resources
News Room
Policy
Investors
Site Map
Search
Skip navigation links
Policy Advisory Committees
Market Proposals/Comments
Dealer Proposals/Comments
Circuit Breakers
Issues and Comments
Rules Notices
Marketplace Notices
New IIROC Rule Book
 
 
Issues and Comments

 

IIROC has provided the following responses to policy proposals of other organizations:

Ontario:
Request for Comments
Summary of Comments Received by June 30, 2008
Request for Comment - Notice of Proposed Revocation and Notice of Proposed Amendments
Notice of Public Consultation – Submission to the OSC on proposed transaction between TMX Group Inc. and London Stock Exchange Group PLC
Notice and Request for Comments – Submission from the Industry Committee advising IIROC on the proposed acquisition by Maple Group Acquisition Corporation

Quebec:
Autorité des marchés financiers (French)

British Columbia:
Request for Comment

Saskatchewan:
Notice and Request for Comment

Alberta
Consultation on Possible Options for the Incorporation of Individual Representatives of Registered Dealers and Advisers in Canada
 
Expert Panel on Securities Regulation:
IIROC submission to the Expert Panel on Securities Regulation

OBSI
IDA Response to OBSI’s Proposed Terms of Reference
Joint letter to OBSI from the CSA, IIROC and MFDA – October 28, 2011