To review the presentations from past conferences, please see the links below.
FAS Annual Conference Presentations 2011
Westin Bear Mountain Resort, June 9 to 12, 2011
Reports from key industry institutions
CDS Update – Keith Evans, Executive Director, Operations
Computershare – Paul Conn, President
FundSERV Inc. Update – Ian Cook, VP, Corporate Services and CFO
Broadridge Update – Patricia Rosch, President
Challenges Facing Canadian Securities Regulators
Doug Hyndman, Chair and CEO of the Canadian Securities Transition Office
Cost Basis Reporting
Karl Dennis, Partner, KPMG
Performance Reporting/Measurement/Account Charge Disclosure (panel)
Eric Armour, Vice President, Account Management, Wealth Operations and Technology, TD Waterhouse inc.
Don Allan, Project Leader, Operations, Edward Jones
Richard Corner, Vice President, Member Regulation Policy. IIROC
Catherine Patterson, Managing Director and Vice President, Canadian Wealth Management Operations, RBC Capital Markets (Moderator)
Pooled Retirement Programs
Marsh Reid, Senior Manager, Deloitte and Touche
Due Bill (panel)
Jerry Beniuk, Senior Vice President, TD Waterhouse
Keith Evans, Executive Director, Operations, CDS
Nevio Rafaelic, Director, Canadian Wealth Management Operations, RBC Capital Markets
Jack Rando, Director, Capital Markets, Investment Industry Association of Canada
Answerd Ramcharan, Specialist, Member Regulation Policy, IIROC (Moderator)
Industry performance and IIAC activities
Jack Rando, IIAC
FAS Annual Conference Presentations 2010
The Design Exchange, Toronto (September 23-25, 2010)
Reports from key industry institutions
CDS Update - Keith Evans
CIPF – Rozanne Reszel
Computershare - Bill Brolly
FundSERV Inc. - Harry Gundy
IIAC and IIROC Presentations
IIAC Industry Economic Report - Jack Rando
IIROC Update – Richard Corner
IFRS Implementation Challenges (panel)
Erez Seiler, Deloitte
Ian Manketlow, CIBC World Markets
Maria Alano Laset, IIROC
Paul Gibbons, Deloitte (Moderator)
FACTA/Cost Basis (panel)
Lynn Zand, RBC
Derek Pattison, Scotia Capital
Andrea Taylor, IIAC
Jack Rando, IIAC (Moderator)
FAS Annual Conference Presentations 2009
Reports from key industry institutions
CDS Update - Keith Evans
Computershare - Bill Brolly
FundSERV Inc. - Harry Gundy and Ian Cook Gundy
IIAC and IIROC Presentations
IIAC Industry Economic Report - Jack Rando
IIROC IFRS Update - Maria Laset
IIROC Industry Statistics Update - Blaize Piacentini
Challenges of complying with NI 24-101 (panel)
Maxime Pare, OSC
Brian Calvert, RBCDS
Risk and risk mitigation
Lee Cutrone, OMGEO
Pandemic Planning Best Practices (panel)
Ann Wyganowski, HZX Business Continuity Planning
Dr. Donald E. Low, Mount Sinai Hospital
NY Link and DTC Direct Link services (panel)
Keith Evans, CDS
Janet Wynn, DTCC
Jason O’Born, RBC DS
FAS Annual Conference Presentations 2008
Friday, September 19, 2008 Business Session
FAS Annual Conference Business Session
Reports from key industry institutions – CDS – Keith Evans
Reports from key industry institutions – CIPF - Barb Love
Reports from key industry institutions – Computershare – Bob Mackenzie
Reports from key industry institutions – FundSERV Inc. – Ian Cook and Harry Gundy
The Canadian Impact of U.S. Regulatory Developments – Thomas McGonigle, LeClairRyan
Impact of IFRS on the Securities Industry – Erez Seiler and Paul Gibbons, Deloitte & Touche
Due Bill Processing – U.S. Perspective – Salit Nagy-Todd, Raymond James and Associates, Inc.
Corporate Actions Processing Panel – Jesus Sanchez, NBCN
Corporate Actions Processing Panel – Dan Villardi, XSP
Corporate Actions Processing Panel – Keith Evans, CDS
Saturday,September 20, 2008 Presentations
IIAC Report – Jack Rando, IIAC
IIROC Report – Richard Corner, IIROC
FAS Annual Conference 2007
Fairmont Le Château Montebello, Montebello, Quebec (September 27-30, 2007)
Reports from key industry institutions - Canadian Depository for Securities (CDS) - Keith Evans
Reports from key industry institutions - Computershare - Robert Mackenzie
Reports from key industry institutions - Broadridge - Patricia Rosch
Reports from key industry institutions - CIPF - Barbara Love, Rozanne Reszel
Institutional Trade Matching: National Instrument 24-101, Working Towards A Successful Implementation - Glenn MacPherson
Institutional Trade Matching: VMU Solutions - Keith Walsh
Impact of International Financial Reporting Standards (IFRS) on the Securities Industry - Richard Nunn and Erez Seiler
Globalization of Financial Markets - Wendy Feller
Federal anti-money laundering legislative changes - Larry Boyce
Emerging Investment Products and their Regulatory Challenges - Louis Piergeti
FAS Annual Conference 2006
Fairmont Scottsdale Princess, Scottsdale, Arizona (September 21-24, 2006)
Reports from key industry institutions - Ian Cook
Reports from key industry institutions - Canadian Depository for Securities (CDS) - Keith Evans
Reports from key industry institutions - Computershare - Robert Mackenzie
Reports from key industry institutions - ADP Investor Communications - Patricia Rosch
Institutional Trade Matching: A Utility Prespective - Lee Cutrone
Client Relationship Model - Richard J. Corner
New Measurement Standard for Financial Assets and Liabilities - Paul Gibbons and Richard Nunn
U.S. Financial Institution Systems Trends - Jay DiMare
Adding Value to Managing Your Business, A CFO's Perspective - John B. Buell
IBM's Perspective on the Financial Markets - A Vision of the Future - Ken Miller
FAS Annual Conference 2005
Fairmont Hotel Vancouver, Vancouver, British Columbia (September 22-25, 2005)
Basle II – Global implementation and response by Deloitte & Touche
VaR modeling for securities dealers by the IDA
Changing regulations: changing requirements – what is new in shareholder communications by ADP Investor Communications/Scotia Bank
Fair Dealing Model by the IDA
Outsourcing trends, opportunities and challenges for Introducing and Carrying Brokers by Penson
Introduction to business process management by DST Systems Inc.
Operations efficiencies for small to medium sized Members by Harrington Lane Inc.
The future of straight through processing by Bell Capital Market Solutions
Human resources for small to medium sized Member firms by Harrington Lane Inc.
FAS Annual Conference 2004
Queen’s Landing Resort, Niagara-On-the-Lake, Ontario (September 9-12, 2004)
STP initiatives/institutional trade by the IDA
Reconciliation and workflow by NBCN
Operational risk management by Accurate
Workflow solutions - bridging business and IT by IBM
Using TLM for reconciliation and exception management by SmartStream Technologies Inc.
Wealth management solution by Ndex
Account documentation by the IDA
The feasibility of omnibus accounting by Tri-Media Corporation
Business continuity planning by CIBC/CDS
FAS Annual Conference 2003
Fairmont Newfoundland, St. John’s, Newfoundland (September 11-14, 2003)
Consolidation of capital markets and european stock exchanges by Clearstream
STP update by ADP
STP readiness by ADP Dataphile
STP update by IBM
Privacy legislation discussion by Deloitte & Touche
FundSERV update
CDS update