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Notices

All IIROC Notices including enforcement, administrative, member, marketplace, rules and education are available here.  These Notices are posted according to the date they were issued beginning with the most recent.

 

From date (mm/dd/yyyy):To date (mm/dd/yyyy):Text:

NumberDescription 
10-0069List of Floating and Tracking Error Margin Rates for Offsets Involving U.S. Index Products (12-03-10)
10-0068List of Floating and Tracking Error Margin Rates for Qualifying Canadian Index Products (12-03-10)
10-0067In the matter of Carolann Steinhoff - DisciplineRelated Documents
10-0066In the matter of David Martin – SettlementRelated Documents
10-0065In the matter of Ian Douglas Sauder – DisciplineRelated Documents
10-0064In the matter of Kianosh Rahmani – Leave to Appeal DismissedRelated Documents
10-0063In the matter of Antonio Cornacchia – SettlementRelated Documents
10-0062Registration Reform – Frequently Asked Questions
10-0061Industry Statistics
10-0060Reporting of Changes to Business Models
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