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Notices

All IIROC Notices including enforcement, administrative, member, marketplace, rules and education are available here.  These Notices are posted according to the date they were issued beginning with the most recent.

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NumberDescription 
12-0045In the Matter of Vinh-Phat Nguyen-Qui - Discipline HearingRelated Documents
12-0044In the Matter of James Gwilym Jones – Appearance to set a hearing dateRelated Documents
12-0043Approval of Integrated Fee Model
12-0042Plain language rule re-write project – Dealer Member Margin Rules, Rules 5100 through 5800
12-0041Summary of Comments Received on Proposed Guidance Respecting the Implementation of Single-Stock Circuit Breakers
12-0040Guidance Respecting the Implementation of Single-Stock Circuit Breakers
12-0039In the Matter of Natalie St-Amant – PenaltiesRelated Documents
12-0038In the Matter of Jean-Luc Beaudoin - PenaltiesRelated Documents
12-0037Dahlman Rose & Company Canada, Inc.
12-0036In the Matter of Ilya Soliterman - Settlement Hearing
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