Events

View upcoming IIROC conferences and webcasts:

Webcasts

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To date (mm/dd/yyyy):

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Date

Description

2008/11/06

November Webcast: Rule 29.1 Business Conduct: Doing the Right Thing- English; Introducing the Canadian Investor Protection Fund –French

2008/11/03

Rereleased March/08 Webcast “Buying On Margin”: A New Look at an Old Practice

2008/11/03

Rereleased Dec/07 webcast Enforcement Facts and Findings: Recent Trends, Impacts and Recommended Prevention Measures

2008/11/03

Rereleased April 08 webcast Client Identity on the Frontline & Canada’s New Age of AML

2008/10/10

October 16, 2008 webcast Introducing the Canadian Investor Protection Fund - English Resolving Client Conflicts (Part II): Putting Theory into Practice-French

2008/09/09

Resolving Client Conflicts (Part II): Putting Theory into Practice

2008/09/09

(In French) Rediffusion: (novembre 2007) La protection des communications – Problèmes et dangers du courrier électronique et politiques de gestion

2008/08/13

Fee Based Account Compliance, Part 1 (August, 2007)

2008/08/13

Safeguarding Communications: Email Issues & Hazards (November, 2007)

2008/08/13

Divorce and Client Related Matters (June, 2007)

Last

Conferences

From date (mm/dd/yyyy):

To date (mm/dd/yyyy):

Text:

Date	Description
2008/10/08	AML Implementation –Meeting the Challenges
2008/09/17	IIROC/CLS Breakfast Seminar October 7, 2008
2008/07/22	September 11, 2008 Continuing Education Gathering 2008
2008/05/22	FAS 2008 Conference