Skip Navigation Links  |  Français  | 
Skip navigation links
Home
About IIROC
Compliance/Surveillance
Enforcement
Member Resources
News Room
Policy
Investors
Site Map
Search
Skip navigation links
Continuing Education
IIROC Brochures
Opening your Retail Account
An Investor’s Guide to Making a Complaint
Why IIROC Matters to You, the Investor
Services
Business Continuity
Webcasts / Recorded Events
Education Notices
IFRS Webinars
 
An Investor’s Guide to Making a Complaint

This brochure provides information on the dispute resolution services available to clients, including the IIROC’s arbitration program and the Ombudsman for Banking Services and Investments. Under By-law 37, it must be provided by Member firms to all new clients and to clients who have submitted a written complaint.

 Brochures may be ordered online at www.ordernet.ca. For questions about printing, please call Bowne at (416) 383-4512. Click here for step-by-step instructions on using OrderNet.

For PDF versions of the brochure, please choose English or French.

For more information on this brochure, please see Notice 09-0363. The current printer, Bowne, can be reached at (416) 383-4512 or through www.ordernet.ca.