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Further Research

The Mutual Fund Dealers Association provides a Directory of Members.

The Ontario Securities Commission provides a Registrant List including Terms & Conditions and categories of registration.

The Autorité des marchés financiers in Québec provides a List of Dealers, Advisors, Representatives and Senior Officers.

The British Columbia Securities Commission provides an online Registration Database and Disciplined Persons List.

The Alberta Securities Commission provides a database of Enforcement Orders.

Please see Useful Links to connect to the websites of other organizations.