Ongoing Regulation & Training

Use IIROC AdvisorReport for background checks

Research and Tools

IIROC’s Guide to Trading on Equity Markets

IIROC Investor Brochures- Why IIROC Matters to You, the Investor
- An Investor's Guide to Making a Complaint
- Opening Your Retail Account

Investing 101 and Calculators
Learn the basics. Get help with RRSPs, mutual funds and other investments. How to work with an Advisor and more.

Get Connected
Sign Up for News Alerts from ePublications

Stay Informed
Search IIROC's Investor Alerts or Subscribe

IIROC regulates advisors for as long as they work with an IIROC-regulated firm. IIROC also requires advisors to successfully complete a mandatory continuing education program. Every three years, advisors must complete 12-hours of compliance and 30-hours of Professional Development education.

Here’s some help to get you started:

IIROC’s AdvisorReport

The IIROC AdvisorReport service provides investors with registration details (ie what an advisor is approved and qualified to do), educational background and disciplinary history, if any, on advisors registered at IIROC-regulated firms.