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Hearing

 

IIROC provides a Notice to Public regarding the details of future hearings. These notices announce the time, date and location of a discipline hearing or a hearing to deal with matters relating to the discipline hearing (e.g. motion or set date) as well as a brief summary of the issues involved in the matter.

A Notice of Hearing is a public document that outlines alleged facts and misconduct and gives information on where and when a hearing into these matters will take place. 

 
 
From date (mm/dd/yyyy):To date (mm/dd/yyyy):Text:

NumberDescription 
10-0065In the matter of Ian Douglas Sauder – DisciplineRelated Documents
10-0059In the matter of Tony D'Ugo - PenaltyRelated Documents
10-0058In the matter of Erica Fearn - SettlementRelated Documents
10-0056In the matter of Robert Bardsley – SettlementRelated Documents
10-0054In the matter of Mario Bouchard – SettlementRelated Documents
10-0047In the matter of Erica Fearn– DisciplineRelated Documents
10-0045In the matter of Georges Benarroch, Linda Kent, Marjorie Ann Glover, and Credifinance Securities Limited – PenaltyRelated Documents
10-0039In the matter of David Francis Shep – SettlementRelated Documents
10-0038In the matter of Antonio Cornacchia – SettlementRelated Documents
10-0036In the matter of Krista Dettelbach – Set DateRelated Documents
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