The Registration Department ensures that partners, directors and officers of IIROC Dealer Members and all Dealer Member personnel conducting or supervising regulated activities meet regulatory requirements pertaining to proficiency, experience, integrity, experience, conflicts of interest and client service as required under IIROC Rules and applicable Securities Act and Regulations.

The Registration Department grants IIROC Approval on a national basis, and also grants provincial registration under securities legislation to IIROC Dealer Member personnel in Ontario, Alberta, British Columbia, Quebec and Newfoundland & Labrador.

For description of approval categories for Dealer Member personnel, please see Glossary of Terms and Guide to IIROC Categories.

Qualification standards can include, depending on the position, initial course and examination requirements, specific post-registration/approval courses, relevant experience, continuing education, supervision or position within the Dealer Member's management.  For more information, please see the Guide to IIROC Categories.

For more information, please see the Guides and Forms.