Go to www.nrd-info.ca to find:
- general information about NRD
- enrolment information
- using NRD
- latest news
- the relevant regulations
- a number of 'frequently asked questions'
- detailed contact information
For NRD filing instructions and other administrative functions refer to the NRD User Guide
For answers to NRD frequently asked questions refer to NRD FAQ
For registration forms and requirements refer to IIROC’s Guides and Forms .
NRD Enrolment Forms
Here you will find the NRD enrolment forms used for new firm enrolments and changes to enrolment information. Any questions about these forms can be directed to the NRD administrator at 1-800 219-5381 or by fax at 1-866-729-8011.
Form 1 - Enrolment Of Firm
Form 2 - Enrolment Of Chief Authorized Firm Representative
Form 3 - NRD Account Holder Authorization
IIROC and CSA Rules
Rule 40 – Individual Approvals, Notifications and Related Fees and the National Registration Database
To access all information concerning CSA rules and companion policies related to NRD, please visit:
http://www.osc.gov.on.ca/en/home.htm.
For NRD technical assistance, please contact Lisa Mullen, Registration Business Analyst at (416) 943-6917 or lmullen@iiroc.ca.