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Rules Notice - Marketplace
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Number
Description
12-0162
Request for Comments on Marketplace Thresholds
12-0158
Changes to Implementation Date for Provisions Respecting Regulation of Short Sales and Failed Trades and for Provisions Respecting Dark Liquidity
12-0131
Provisions Respecting the Execution and Reporting of Certain “Off-Marketplace” Trades
12-0130
Provisions Respecting Dark Liquidity
12-0122
Circuit Breaker Levels for the Second Quarter
12-0112
Proposed Guidance on Regulatory Intervention for the Variation or Cancellation of Trades
12-0104
Consolidation of IIROC Enforcement, Procedural, Examination and Approval Rules
12-0079
Proposed Guidance on “Short Sale” and “Short-Marking Exempt” Order Designations
Comments Received
12-0078
Provisions Respecting Regulation of Short Sales and Failed Trades
12-0077
Effects of Short Sale Circuit Breakers in the United States on the Trading of Inter-listed Securities in Canada
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