Member Resources includes information and services for IIROC-regulated firms and marketplaces.

Our Role

IIROC strives to promote a greater awareness and understanding of the regulatory issues, rules, challenges and opportunities confronting the investment dealer and marketplace. Our goal is to use every available educational means to assist the dealer and marketplace community along a path of continuously improved self-regulatory performance. It does so through a variety of outreach efforts, including webcasts; live events, such as "Tips for Traders" and "Clues for Compliance"; “sound practice” discussions; written materials and ongoing, pro-active consultation.

In these regards, particular attention is paid to:

• supporting the implementation of new rules;
• late-breaking topics that are relevant and important; and
• reviews/discussions of the major ongoing compliance issues being encountered at the regulatory level.
• UMIR Education